Representative Metals & Mining Engagements
Dejour Enterprises, Ltd.
10,766,665 Shares
$3,230,000
Common Stock & Warrants
Price $0.30 Per Share
Undersigned acted as placement agent
for Dejour Enterprises, Ltd.
December 17, 2009
RINO International Corporation
3,252,033 Shares
$100,000,000
Common Stock & Warrants
Price $30.75 Per Share
Undersigned acted as placement agent
for RINO International Corporation
December 2, 2009
Victoria Gold Corp
23,809,522 Special Warrants
C$15,000,000
Special Warrants
Price C$0.63 Per Special Warrant
Undersigned acted as underwriter and
U.S. placement agent for Victoria Gold Corp
November 24, 2009
Perseus Mining Limited
39,000,000 Shares
A$58,500,000
Common Stock
Price A$1.50 Per Share
Undersigned acted as US placement
agent/co-manager for Perseus Mining
November 11, 2009
Atlas Mining Company
2,000,000 Shares
$2,000,000
Convertible Notes
Price $1.00 Per Share
Undersigned acted as sole placement agent
for Atlas Mining Company
October 26, 2009
Norton Gold Fields Ltd.
123,362,778 Shares
AUD 40,500,000
Common Stock
Price A$0.33 Per Share
Undersigned Acted as sole placement agent
for Norton Gold Fields Ltd.
October 19, 2009