Representative Metals & Mining Engagements
Fortescue Metals Group
Advised Fortescue During its
A$535mm Strategic
Capital Raising
2006
Golden Minerals Company
4,000,000 Common Shares
$34,000,000
Follow-on Offering
Price $8.50 Per Share
Undersigned acted as co-manager
for Golden Minerals Company
March 18, 2010
SinoCoking Coal and Coke Chemical Industries, Inc. Private Placement
$44,000,000
Common Stock & Warrants
Price $6.00 Per Share
Undersigned acted as co-placement agent
for SinoCoking Coal and Coke Chemical
March 11, 2010
Santa Fe Gold Corporation
7,692,310 Shares
$10,000,000
Common Stock & Warrants
Price $1.30 Per Share
Undersigned acted as placement agent
for Santa Fe Gold Corporation
January 31, 2009
China Valves Technology, Inc.
2,414,113 Shares
$21,727,000
Common Stock & Warrants
Price $9.00 Per Share
Undersigned acted as placement agent
for China Valves Technology, Inc.
December 31, 2009
General Steel Holdings, Inc.
5,555,556 Shares
$25,000,000
Common Stock & Warrants
Price $4.50 Per Share
Undersigned acted as placement agent
for General Steel Holdings, Inc.
December 24, 2009